Compliance. Risk.
Managed. Right.

Trusted advisory and managed service designed to simplify compliance while retaining efficiency and effectiveness.

Who we help

How we help

Monitor. Manage. Mitigate.

Compliance core offers scalable, data-driven, end-to-end compliance
advisory services and software to monitor and manage regulatory change
and mitigate infractions.

How Compliance Core helps

Business Control
Risk Manager

Gain the insight needed to assess and manage compliance risk and complexity at scale.

Compliance
Officers

Strengthen your organization's compliance programs, reduce incidents of non-compliance, and build a framework to monitor risk.

Regulatory Compliance Internal Auditors

Execute effective audits, trainings, and management of risk and compliance.

View How Compliance Core helps

As a securities Trading Company, compliance is of utmost importance and in our experience, the value of working with Compliance Core is immeasurable. They invest wholeheartedly in the process and strategize with clear vision that is operationally sound and effectively designed to reduce your risk to an acceptable level.

Clem M.

CEO, CGM Trading, LLC

Engaging the services of Compliance Core provides you with the benefit of their breadth of experience in tax, legal, regulatory risk and compliance issues. The Compliance Core team excels at providing creative and bespoke solutions to the increasing compliance and regulatory risk issues..

Nana Y.

Compliance Officer, Leading Global Bank

I am delighted to offer my enthusiastic support for Compliance Core, a technology-driven enterprise risk management system that keeps financial institutions on track for risk and compliance-related obligations.